About FINRA
finra.org
About FINRA
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY is a not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
2016年3月25日
相关产品
FINRA Series 7
FINRA 65 Exam
Finpro FINRA Registration
#Financial Industry Regulatory Authority FINRA Rules
You asked. We answered. What is FINRA? Learn more ▶️ https://bit.ly/3RN56j7 #FINRA101 | FINRA
You asked. We answered. What is FINRA? Learn more ▶️ https://bit.ly/3RN56j7 #FINRA101 | FINRA
Facebook10 个月之前
4 comments | On the latest episode of #FINRAUnscripted, Joe Price, SVP of Corporate Financing and Advertising Regulation, joins us to dig into the recent Regulatory Notice 23-09 on FINRA's Rules impacting capital formation, and more. Listen here  https://bit.ly/3ObmSe8 | FINRA | Facebook
4 comments | On the latest episode of #FINRAUnscripted, Joe Price, SVP of Corporate Financing and Advertising Regulation, joins us to dig into the recent Regulatory Notice 23-09 on FINRA's Rules impacting capital formation, and more. Listen here  https://bit.ly/3ObmSe8 | FINRA | Facebook
Facebook2 周前
热门视频
How To Ensure FINRA Compliance & SEC 17a-4 Record Retention
How To Ensure FINRA Compliance & SEC 17a-4 Record Retention
jatheon.com
2020年5月1日
What is FINRA (The Financial Industry Regulatory Authority)?
1:24
What is FINRA (The Financial Industry Regulatory Authority)?
YouTubeInvestors Trading Academy
已浏览 3.1万 次2016年3月11日
What Is the Financial Industry Regulatory Authority (FINRA)?
3:07
What Is the Financial Industry Regulatory Authority (FINRA)?
YouTubeSimple Explain
已浏览 410 次2024年1月19日
Financial Industry Regulatory Authority FINRA Exams
Internships @ FINRA | finra.org
1:47
Internships @ FINRA | finra.org
FacebookFINRA
已浏览 2025 次2023年7月27日
3 comments | On the latest episode of #FINRAUnscripted, we hear from three senior leaders of FINRA's Market Regulation and Transparency Services (MRTS) team on how the team's new structure allows MRTS to be more nimble in addressing and anticipating risks, to better leverage its data and more. Listen here  https://bit.ly/3TILfnx | FINRA | Facebook
0:26
3 comments | On the latest episode of #FINRAUnscripted, we hear from three senior leaders of FINRA's Market Regulation and Transparency Services (MRTS) team on how the team's new structure allows MRTS to be more nimble in addressing and anticipating risks, to better leverage its data and more. Listen here  https://bit.ly/3TILfnx | FINRA | Facebook
FacebookFINRA
已浏览 2025 次2 周前
On the latest #FINRAUnscripted, we sit down with FINRA's Special Investigations Unit (SIU) Senior Director, Gargi Sharma, and investigative directors from her team as they share how they proactively identify and mitigate threats related to money laundering and other frauds. Listen here 🎧 https://bit.ly/3Z1qXYT | FINRA
0:36
On the latest #FINRAUnscripted, we sit down with FINRA's Special Investigations Unit (SIU) Senior Director, Gargi Sharma, and investigative directors from her team as they share how they proactively identify and mitigate threats related to money laundering and other frauds. Listen here 🎧 https://bit.ly/3Z1qXYT | FINRA
FacebookFINRA
已浏览 2025 次9 个月之前
How To Ensure FINRA Compliance & SEC 17a-4 Record Retention
How To Ensure FINRA Compliance & SEC 17a-4 Record Retention
2020年5月1日
jatheon.com
What is FINRA (The Financial Industry Regulatory Authority)?
1:24
What is FINRA (The Financial Industry Regulatory Authority)?
已浏览 3.1万 次2016年3月11日
YouTubeInvestors Trading Academy
What Is the Financial Industry Regulatory Authority (FINRA)?
3:07
What Is the Financial Industry Regulatory Authority (FINRA)?
已浏览 410 次2024年1月19日
YouTubeSimple Explain
FINRA Compliance Requirements
7:26
FINRA Compliance Requirements
已浏览 2840 次2022年12月15日
YouTubeAGAT Software
FINRA Securities Helpline for Seniors | FINRA.org
0:52
FINRA Securities Helpline for Seniors | FINRA.org
已浏览 92 次2023年6月15日
FacebookFINRA Foundation
FINRA Securities Licenses: Your Ultimate Guide to the Most Important Licenses 💼🎓🧐 ♻️ FUNDS S1•E24
13:40
FINRA Securities Licenses: Your Ultimate Guide to the Most Import…
已浏览 4565 次2020年5月14日
YouTubeThe Awesome S'witty Kiwi Show
2025 Regulatory Oversight Report | finra.org
0:22
2025 Regulatory Oversight Report | finra.org
已浏览 206 次7 个月之前
FacebookFINRA
2:04
FINRA 101: What is FINRA?
已浏览 2025 次8 个月之前
FacebookFINRA
2:20
FINRA Fingerprinting- Financial Industry Regulatory Authority
已浏览 912 次2021年10月11日
YouTubeFingerprinting Gurus
Events & Training
2019年8月29日
finra.org
0:56
1.5K views · 4 comments | We have launched FINRA Forward, a serie…
已浏览 2025 次2 周前
FacebookFINRA
2:38
What Is The FINRA? - AssetsandOpportunity.org
已浏览 5 次5 个月之前
YouTubeAssetsAndOpportunity
1:11
7 comments | FBI – Federal Bureau of Investigation Deputy Director...
已浏览 2025 次2 周前
FacebookFINRA
9:38
What is FINRA
已浏览 2754 次2022年5月5日
YouTubeSushila Hariharan
2:16
Regulatory wrap episode 51: FINRA’s 2025 regulatory report: w…
已浏览 57 次6 个月之前
YouTubeGlobal Relay
FINRA | LinkedIn
2009年1月1日
linkedin.com
finra.org Reviews: Is this site a scam or legit?
2007年6月29日
scam-detector.com
11:55
Steve Randich of FINRA Describes How Using AWS Has Improved Sy…
已浏览 7467 次2016年12月1日
YouTubeAmazon Web Services
3:09
How To Use FINRA Broker Check
已浏览 2415 次2021年10月1日
YouTubeSoreide Law
1:10:28
A New Direction for FINRA?
已浏览 227 次2017年10月11日
YouTubeThe Heritage Foundation
1:16
2025 FINRA Annual Conference: Financial Innovation
已浏览 239 次2 个月之前
YouTubeFINRA
1:54
5 comments | While FINRA will never ask you for money, there ar…
已浏览 2025 次2 周前
FacebookFINRA
23:46
Unlocking Transparency: Navigating FINRA’s Market Data Offerings
已浏览 208 次8 个月之前
YouTubeFINRA
0:55
How FINRA Really Works
已浏览 8.4万 次2015年7月30日
YouTubeSoreide Law
1:04:47
Webinar: FINRA Update 2020
已浏览 167 次2020年3月25日
YouTubeSILA Foundation (SILAFoundation.org)
2:45
What Is FINRA?
已浏览 709 次2023年12月31日
YouTubeGreen Investing
1:21
The Securities and Exchange Commission (SEC) vs. Financial In…
已浏览 2.8万 次2019年7月4日
YouTubeOne Minute Economics
2:18
Exciting opportunities await recent law school graduates and attorney…
已浏览 3 次2024年2月1日
linkedin.com
6:48
Full FINRA Securities Industry Essentials (SIE) Exam Prep Cours…
已浏览 7373 次2021年9月4日
YouTubePass Masters
观看更多视频
静态缩略图占位符