You asked. We answered. What is FINRA? Learn more ▶️ https://bit.ly/3RN56j7 #FINRA101 | FINRA

4 comments | On the latest episode of #FINRAUnscripted, Joe Price, SVP of Corporate Financing and Advertising Regulation, joins us to dig into the recent Regulatory Notice 23-09 on FINRA's Rules impacting capital formation, and more. Listen here  https://bit.ly/3ObmSe8 | FINRA | Facebook

Don't miss the latest episode of #FINRAUnscripted, where we dive into the 2025 Regulatory Oversight Report with FINRA's regulatory operations leaders. They share key takeaways and insights that are a must-listen for member firms. Tune in as our VP of Member Relations and Education, Kayte Toczylowski, hosts this informative discussion. Listen now  https://bit.ly/3CsuuH9 | FINRA | Facebook

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3 comments | On the latest episode of #FINRAUnscripted, we hear from three senior leaders of FINRA's Market Regulation and Transparency Services (MRTS) team on how the team's new structure allows MRTS to be more nimble in addressing and anticipating risks, to better leverage its data and more. Listen here  https://bit.ly/3TILfnx | FINRA | Facebook

On the latest #FINRAUnscripted, we sit down with FINRA's Special Investigations Unit (SIU) Senior Director, Gargi Sharma, and investigative directors from her team as they share how they proactively identify and mitigate threats related to money laundering and other frauds. Listen here 🎧 https://bit.ly/3Z1qXYT | FINRA