As the wealth management industry prepares for the great wealth transfer that will put mass wealth in the hands of women, firms should shore up their hiring of women advisors, according to a McKinsey ...

A former financial advisor in Florida is facing charges that he defrauded several investors, primarily Venezuelan nationals, out of more than $94 million in a classic Ponzi scheme.

While certain professions in the United States had their wages outpace inflation in recent months, others are lagging behind, according to a new report.

In a win for financial data-aggregation firms, the Texas State Securities Board has issued guidance clarifying how financial advisors can tap such platforms to gain insight into their clients' ...

This story originally ran on Financial Advisor IQ's sister publication FundFire.

This story originally ran on Financial Advisor IQ's sister publication FundFire.

Inflated valuations and a shortage of next-generation advisors have made it more difficult for advisors to form succession plans, but being transparent and offering training for potential successors ...

In recent years, private equity has embedded itself into the registered investment advisor industry through its involvement in scores of mergers and acquisitions, but minority investors and private ...

The value financial advisors bring to their clients extends far beyond the financial, according to a new report.

Raymond James is having a strong year for advisor recruitment across affiliation models and making further investments to strengthen transition teams, Chief Executive Officer Paul Shoukry said on the ...

Registered investment advisory firms that merge end up having far lower reported levels of misconduct, and it's likely at the expense of their competition, a new study found.

The Financial Industry Regulatory Authority has suspended and fined a former Charles Schwab rep in Omaha, Nebraska, over an alleged profit-sharing deal he had with one of his Schwab clients.