S&P DJI-linked mid- and small-cap ETFs underperform peers due to smaller-cap tilt. Market cap ranges and stock holdings explain performance differences.

Practice Transition Made SimplePractice Transition Made Simple Small advisor finds big support in United Planners' family culture.

Finding Your Perfect M&A Dance PartnerFinding Your Perfect M&A Dance Partner Guiding advisors through practice transitions with expertise and support.

JB Birney, owner of JBirney Financial, shares how family connections and collaboration in wealth management provides access to diverse perspectives. Teaming with industry experts like United ...

Where accessibility meets exceptional broker-dealer support.Business Acquisition Without Missing a BeatBusiness Acquisition Without Missing a Beat Advisors find broker-dealer excellence through ...

Seamless Succession: A Partnership StorySeamless Succession: A Partnership Story How strategic partnerships facilitate advisor transitions and continuity.

The top SMA managers of the the decade, per Informa Investment Solutions’ PSN Top Gun awards.

In the Q4 2024 Capital Group / DeVoe RIA Deal Book, interest rate cuts spurred a blockbuster fourth quarter that contributed to a new high of 272 transactions last year.

Savant’s acquisition of Raymond F. Book & Associates and its affiliated RIA are its sixth and seventh acquisitions in 2023.

The DOL released the latest iteration of the fiduciary rule today, with President Biden framing it as a way to crack down on "junk fees" in retirement advice.

Creative Planning, the mega-registered investment advisor based in Overland Park, Kan., has acquired a team in Hawaii overseeing $430 million in client assets. Mosaic Pacific, founded in 2014 ...

Merit Financial Advisors President Kay Lynn Mayhue on the firm's 'hub and spoke' approach to acquisitions, what kills a deal and more.