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Regulatory authorities continue to advance initiatives to improve financial market structures. The following market structure ...
WASHINGTON — Rep. Maxine Waters, who will take over as top Democrat on the House Financial Services Committee next year, is urging the Commodity Futures Trading Commission to delay implementation of ...
The Securities and Exchange Commission and Commodity Futures Trading Commission have opened a joint review of key US ...
A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...
The Securities and Exchange Commission has proposed rules that, once finalized, will modernize and enhance existing regulations on the use of derivatives by registered investment companies. The ...
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LONDON – Global regulators have eased the impact of new rules designed to make the $630 trillion derivatives market safer as they seek to avoid too-tight controls on the sector that some banks argue ...
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