An accounting audit trail strikes at the underlying conditions -- fraud, data incompleteness and missing information -- that breed inaccurate financial reporting. By giving corporate auditors fodder ...

Senate Republicans introduced a bill that would prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for its ...

A group of House Republicans introduced a bill to prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for ...

Many seasoned database administrators howl in protest at the mere suggestion of running native auditing functions due to the poor performance and log management headaches that often come with auditing ...

SEC currently seeks public comments due June 22 to help with a "comprehensive review” of the CAT, asking whether changes should be made to "better respond to … civil liberty, privacy and ...

The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...

Companies evaluating payroll outsourcing in Malaysia should assess governance strength and not just the service capability.

NEW YORK (Reuters) - U.S. brokers should not be forced to sign an agreement that could make them liable for breaches of a massive new industry trading database that they have no control over, a ...