Senate Republicans introduced a bill that would prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for its ...

A group of House Republicans introduced a bill to prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for ...

An accounting audit trail strikes at the underlying conditions -- fraud, data incompleteness and missing information -- that breed inaccurate financial reporting. By giving corporate auditors fodder ...

Re: Concept Release on Consolidated Audit Trail and Other Audit Trails and Data SourcesWashington, D.C., June 18, 2026 (GLOBE NEWSWIRE) -- The New Civil Liberties Alliance filed official comments ...

The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...

NEW YORK (Reuters) – U.S. brokers should not be forced to sign an agreement that could make them liable for breaches of a massive new industry trading database that they have no control over, a ...

The Securities and Exchange Commission (SEC) has set out plans to build a database, called the consolidated audit trail (CAT), which will help regulators track all trading activity in the US equity ...